MerLean-example

30 Lem 2: Edge-to-Vertex Expansion

Definition 345 Quadratic Inverse \(\gamma (\alpha )\)
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Let \(s, \lambda _2, a \in \mathbb {R}\). The quadratic inverse is defined by

\[ \gamma (s, \lambda _2, a) \; :=\; \frac{\sqrt{\lambda _2^2 + 4s(s - \lambda _2)\, a} - \lambda _2}{2(s - \lambda _2)}. \]

This is the solution \(g\) to the equation \(a = g^2 + \tfrac {\lambda _2}{s}\, g(1-g)\).

Definition 346 Expansion Parameter \(\beta \)
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Let \(s, \lambda _2, a \in \mathbb {R}\). The expansion parameter is defined by

\[ \beta (s, \lambda _2, a) \; :=\; \frac{\sqrt{\lambda _2^2 + 4s(s - \lambda _2)\, a} - \lambda _2}{s(s-\lambda _2)\, a}. \]
Lemma 347 \(\beta \) Equals \(2\gamma / (s\alpha )\)

Let \(s, \lambda _2, a \in \mathbb {R}\) with \(s \neq 0\) and \(a \neq 0\). Then

\[ \beta (s, \lambda _2, a) \; =\; \frac{2\, \gamma (s, \lambda _2, a)}{s \cdot a}. \]
Proof

Unfolding the definitions of \(\beta \) and \(\gamma \) and simplifying the field expressions, the equality holds by algebraic manipulation.

Lemma 348 Discriminant Nonnegativity

Let \(s, \lambda _2, a \in \mathbb {R}\) with \(0 {\lt} s\), \(\lambda _2 {\lt} s\), and \(0 \leq a\). Then

\[ 0 \; \leq \; \lambda _2^2 + 4s(s - \lambda _2)\, a. \]
Proof

We observe that \(0 \leq \lambda _2^2\) (since it is a square), \(0 {\lt} s - \lambda _2\) (since \(\lambda _2 {\lt} s\)), and hence \(0 \leq 4s(s-\lambda _2)a\) by positivity (since \(s {\gt} 0\), \(s - \lambda _2 {\gt} 0\), \(a \geq 0\)). The result follows by linear arithmetic from these three facts.

Lemma 349 \(\sqrt{\lambda _2^2 + 4s(s-\lambda _2)a} \geq \lambda _2\)
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Let \(s, \lambda _2, a \in \mathbb {R}\) with \(0 {\lt} s\), \(\lambda _2 {\lt} s\), and \(0 \leq a\). Then

\[ \lambda _2 \; \leq \; \sqrt{\lambda _2^2 + 4s(s - \lambda _2)\, a}. \]
Proof

We proceed by cases on whether \(\lambda _2 \geq 0\) or \(\lambda _2 {\lt} 0\).

Case 1: \(\lambda _2 \geq 0\). We apply the fact that \(\lambda _2 \leq \sqrt{D}\) whenever \(\lambda _2^2 \leq D\) and \(D \geq 0\). Since \(4s(s-\lambda _2)a \geq 0\) (using \(s {\gt} 0\), \(s - \lambda _2 {\gt} 0\), \(a \geq 0\)), we have \(\lambda _2^2 \leq \lambda _2^2 + 4s(s-\lambda _2)a\), from which the result follows.

Case 2: \(\lambda _2 {\lt} 0\). Since \(\sqrt{\cdot } \geq 0\), we have \(\lambda _2 {\lt} 0 \leq \sqrt{\lambda _2^2 + 4s(s-\lambda _2)a}\).

Lemma 350 \(\gamma (s, \lambda _2, a) \geq 0\)

Let \(s, \lambda _2, a \in \mathbb {R}\) with \(0 {\lt} s\), \(\lambda _2 {\lt} s\), and \(0 \leq a\). Then \(\gamma (s, \lambda _2, a) \geq 0\).

Proof

Unfolding the definition, \(\gamma (s, \lambda _2, a) = (\sqrt{\lambda _2^2 + 4s(s-\lambda _2)a} - \lambda _2) / (2(s-\lambda _2))\). The numerator is nonneg by the lemma \(\sqrt{\lambda _2^2 + 4s(s-\lambda _2)a} \geq \lambda _2\), and the denominator \(2(s - \lambda _2) {\gt} 0\) since \(\lambda _2 {\lt} s\). Hence the quotient is nonneg.

Lemma 351 \(\gamma (s, \lambda _2, 0) = 0\)

Let \(s, \lambda _2 \in \mathbb {R}\) with \(0 {\lt} s\), \(\lambda _2 {\lt} s\), and \(\lambda _2 \geq 0\). Then \(\gamma (s, \lambda _2, 0) = 0\).

Proof

Unfolding the definition and substituting \(a = 0\), we compute:

\[ \gamma (s, \lambda _2, 0) = \frac{\sqrt{\lambda _2^2 + 4s(s-\lambda _2) \cdot 0} - \lambda _2}{2(s-\lambda _2)} = \frac{\sqrt{\lambda _2^2} - \lambda _2}{2(s-\lambda _2)} = \frac{\lambda _2 - \lambda _2}{2(s-\lambda _2)} = 0, \]

using \(\sqrt{\lambda _2^2} = \lambda _2\) (since \(\lambda _2 \geq 0\)) by simplification.

Lemma 352 Concavity of \(\gamma \)

Let \(s, \lambda _2, \alpha , \tilde{\alpha } \in \mathbb {R}\) with \(0 {\lt} s\), \(\lambda _2 {\lt} s\), \(0 {\lt} \alpha \), \(0 \leq \tilde{\alpha }\), and \(\tilde{\alpha } \leq \alpha \). Then

\[ \gamma (s, \lambda _2, \alpha ) \cdot \tilde{\alpha } \; \leq \; \gamma (s, \lambda _2, \tilde{\alpha }) \cdot \alpha . \]
Proof

Unfolding the definitions and cross-multiplying by \(2(s - \lambda _2) {\gt} 0\), it suffices to show

\[ (\sqrt{D} - \lambda _2)\, \tilde{\alpha } \; \leq \; (\sqrt{\tilde{D}} - \lambda _2)\, \alpha , \]

where \(D = \lambda _2^2 + c\alpha \), \(\tilde{D} = \lambda _2^2 + c\tilde{\alpha }\), and \(c = 4s(s-\lambda _2) {\gt} 0\).

Set \(u = \sqrt{\tilde{D}}\) and \(v = \sqrt{D}\). Both are nonneg, and \(\lambda _2 \leq u \leq v\) (by the lemma \(\sqrt{\cdot } \geq \lambda _2\) and monotonicity of square root: \(\tilde{D} \leq D\) since \(c {\gt} 0\) and \(\tilde{\alpha } \leq \alpha \)). In particular, \((u - \lambda _2)(v - \lambda _2) \geq 0\).

It suffices to show \((v - \lambda _2)\tilde{\alpha } \leq (u - \lambda _2)\alpha \), which in turn follows from the intermediate claim

\[ (v - u)\, \tilde{\alpha } \; \leq \; (u - \lambda _2)\, (\alpha - \tilde{\alpha }), \]

since adding \((u - \lambda _2)\tilde{\alpha }\) to both sides yields the desired inequality.

We prove this intermediate claim by cases on whether \(v + u {\gt} 0\) or \(v + u = 0\).

Case 1: \(v + u {\gt} 0\). We multiply through by \(v + u\) and compute:

\begin{align*} (v - u)\, \tilde{\alpha }\, (v + u) & = \tilde{\alpha }\, ((v-u)(v+u)) = \tilde{\alpha }\, (v^2 - u^2) = \tilde{\alpha }\, c(\alpha - \tilde{\alpha }) \\ & = c\tilde{\alpha }(\alpha - \tilde{\alpha }) = (u^2 - \lambda _2^2)(\alpha - \tilde{\alpha }) = (u-\lambda _2)(u+\lambda _2)(\alpha - \tilde{\alpha }) \\ & \leq (u - \lambda _2)(v + \lambda _2)(\alpha - \tilde{\alpha }) \end{align*}

using \(u \leq v\) and \(u - \lambda _2 \geq 0\) and \(\alpha - \tilde{\alpha } \geq 0\). Then \((u-\lambda _2)(v+\lambda _2)(\alpha -\tilde{\alpha }) \leq (u-\lambda _2)(\alpha -\tilde{\alpha })(v+u)\) using \(\lambda _2 \leq u\). Dividing by \(v + u {\gt} 0\) gives the claim.

Case 2: \(v + u = 0\). Since \(u, v \geq 0\), we have \(u = v = 0\). Then \(\lambda _2 \leq u = 0\), so \(\lambda _2 \leq 0\). Setting \(u = v = 0\) and simplifying, both sides reduce to \(0 \leq (-\lambda _2)(\alpha - \tilde{\alpha })\), which holds since \(-\lambda _2 \geq 0\) and \(\alpha - \tilde{\alpha } \geq 0\).

Lemma 353 Handshaking: \(|E(G)| = \tfrac {s}{2}|V|\)

Let \(G\) be a finite \(s\)-regular simple graph on \(V\). Then

\[ |E(G)| \; =\; \frac{s}{2}\, |V|. \]
Proof

This follows immediately from the handshaking lemma twice_card_edgeFinset_eq, which gives \(2|E(G)| = s\, |V|\), by linear arithmetic.

Let \(G\) be a finite connected \(s\)-regular simple graph on \(V\) with \(|V| \geq 2\) and second-largest eigenvalue \(\lambda _2 {\lt} s\). Let \(E \subseteq E(G)\) be a nonempty set of edges, and set \(\tilde{\alpha } = |E|/|E(G)|\). Then

\[ |\Gamma (E)| \; \geq \; \gamma (s, \lambda _2, \tilde{\alpha })\, |V|, \]

where \(\Gamma (E) = \operatorname {incidentVertices}(E)\) is the set of vertices incident to some edge in \(E\).

Proof

Set \(S = \Gamma (E)\), \(n = |V|\), and \(\tilde{\alpha } = |E|/|E(G)|\).

First, \(S\) is nonempty: take any edge \(e \in E\); writing \(e = \{ a, b\} \), the vertex \(a\) satisfies \(a \in \Gamma (E)\) by the membership criterion mem_incidentVertices.

Moreover, \(E \subseteq \operatorname {inducedEdges}(G, S)\) by the lemma subset_inducedEdges_incidentVertices.

We consider two cases based on whether \(S = V\) or \(S \subsetneq V\).

Case 1: \(|S| = |V|\) (i.e., \(S\) is all of \(V\)). We must show \(\gamma (s, \lambda _2, \tilde{\alpha })\, n \leq |S| = n\), i.e., \(\gamma (s,\lambda _2,\tilde{\alpha }) \leq 1\). Unfolding the definition, this is \(\sqrt{\lambda _2^2 + 4s(s-\lambda _2)\tilde{\alpha }} - \lambda _2 \leq 2(s-\lambda _2)\), i.e., \(\sqrt{\lambda _2^2 + 4s(s-\lambda _2)\tilde{\alpha }} \leq 2s - \lambda _2\). Since \(\tilde{\alpha } \leq 1\) (as \(|E| \leq |E(G)|\)), we have \(\lambda _2^2 + 4s(s-\lambda _2)\tilde{\alpha } \leq \lambda _2^2 + 4s(s-\lambda _2) = (2s - \lambda _2)^2\). Taking square roots and using \(2s - \lambda _2 \geq 0\), we conclude \(\sqrt{\lambda _2^2 + 4s(s-\lambda _2)\tilde{\alpha }} \leq 2s - \lambda _2\).

Case 2: \(|S| {\lt} |V|\). Let \(\gamma ' = |S|/n\). Apply the Alon–Chung theorem (alonChung) to \(G\) and \(S\):

\[ |\operatorname {inducedEdges}(G,S)| \; \leq \; \left(\gamma '^2 + \frac{\lambda _2}{s}\, \gamma '(1-\gamma ')\right)|E(G)|. \]

Since \(|E| \leq |\operatorname {inducedEdges}(G,S)|\), we obtain \(\tilde{\alpha } \leq \gamma '^2 + \tfrac {\lambda _2}{s}\gamma '(1-\gamma ')\).

It remains to show \(\gamma (s,\lambda _2,\tilde{\alpha }) \leq \gamma '\). Unfolding, this is

\[ \sqrt{\lambda _2^2 + 4s(s-\lambda _2)\tilde{\alpha }} \; \leq \; \lambda _2 + 2(s-\lambda _2)\gamma '. \]

Let \(R = \lambda _2 + 2(s-\lambda _2)\gamma '\). We verify \(R {\gt} 0\): since \(\tilde{\alpha } {\gt} 0\) and \(\tilde{\alpha } \leq \alpha (\gamma ')\), the quantity \(\alpha (\gamma ') {\gt} 0\), which implies \(\gamma ' + \tfrac {\lambda _2}{s}(1-\gamma ') {\gt} 0\), and hence \(\lambda _2 + (s-\lambda _2)\gamma ' {\gt} 0\); adding \((s-\lambda _2)\gamma ' {\gt} 0\) gives \(R {\gt} 0\).

Squaring both sides (both nonneg), we need \(\lambda _2^2 + 4s(s-\lambda _2)\tilde{\alpha } \leq R^2 = \lambda _2^2 + 4(s-\lambda _2)\lambda _2\gamma ' + 4(s-\lambda _2)^2\gamma '^2\), i.e.,

\[ 4s(s-\lambda _2)\tilde{\alpha } \; \leq \; 4(s-\lambda _2)\bigl(\lambda _2\gamma ' + (s-\lambda _2)\gamma '^2\bigr) = 4(s-\lambda _2)\, s\, \alpha (\gamma '). \]

Dividing by \(4(s-\lambda _2) {\gt} 0\), this becomes \(s\tilde{\alpha } \leq s\, \alpha (\gamma ')\), which follows from \(\tilde{\alpha } \leq \alpha (\gamma ')\) by multiplying by \(s {\gt} 0\). Taking square roots gives the desired inequality, completing the proof.

Let \(G\) be a finite connected \(s\)-regular simple graph on \(V\) with \(|V| \geq 2\) and second-largest eigenvalue \(\lambda _2 {\lt} s\). Let \(0 {\lt} \alpha \leq 1\) and let \(E \subseteq E(G)\) be a set of edges with \(|E| \leq \alpha \, |E(G)|\). Then

\[ |\Gamma (E)| \; \geq \; \beta (s, \lambda _2, \alpha )\, |E|, \]

where \(\beta (s, \lambda _2, \alpha ) = \dfrac {\sqrt{\lambda _2^2 + 4s(s-\lambda _2)\alpha } - \lambda _2}{s(s-\lambda _2)\alpha }\).

Proof

We first handle the edge case \(E = \emptyset \): the bound \(|\Gamma (\emptyset )| \geq \beta \cdot 0 = 0\) holds trivially by simp.

Assume \(E \neq \emptyset \). Let \(n = |V|\), \(\tilde{\alpha } = |E|/|E(G)|\). We have \(0 {\lt} \tilde{\alpha } \leq \alpha \) (the upper bound since \(|E| \leq \alpha |E(G)|\)).

Step 1 (lower bound via \(\gamma \)). By Lemma 354,

\[ |\Gamma (E)| \; \geq \; \gamma (s, \lambda _2, \tilde{\alpha })\, n. \]

Step 2 (concavity). By Lemma 352 (with \(\tilde{\alpha } \leq \alpha \)),

\[ \gamma (s, \lambda _2, \alpha )\, \tilde{\alpha } \; \leq \; \gamma (s, \lambda _2, \tilde{\alpha })\, \alpha . \]

Step 3 (handshaking). By Lemma 353, \(|E(G)| = \tfrac {s}{2}n\), so

\[ \tilde{\alpha } \cdot n = \frac{|E|}{|E(G)|}\, n = \frac{|E| \cdot n}{\tfrac {s}{2}n} = \frac{2|E|}{s}. \]

Combining. Using Lemma 347 (\(\beta = 2\gamma (\alpha )/(s\alpha )\)), we compute:

\begin{align*} \beta (s,\lambda _2,\alpha )\, |E| & = \frac{2\, \gamma (s,\lambda _2,\alpha )}{s\, \alpha }\, |E| = \frac{\gamma (s,\lambda _2,\alpha )}{\alpha }\cdot \frac{2|E|}{s} = \frac{\gamma (s,\lambda _2,\alpha )}{\alpha }\cdot (\tilde{\alpha }\, n) \\ & = \frac{\gamma (s,\lambda _2,\alpha )\, \tilde{\alpha }}{\alpha }\, n \; \leq \; \frac{\gamma (s,\lambda _2,\tilde{\alpha })\, \alpha }{\alpha }\, n = \gamma (s,\lambda _2,\tilde{\alpha })\, n \; \leq \; |\Gamma (E)|, \end{align*}

where the first inequality uses Step 2 and \(\alpha {\gt} 0\), and the last uses Step 1.