30 Lem 2: Edge-to-Vertex Expansion
Let \(s, \lambda _2, a \in \mathbb {R}\). The quadratic inverse is defined by
This is the solution \(g\) to the equation \(a = g^2 + \tfrac {\lambda _2}{s}\, g(1-g)\).
Let \(s, \lambda _2, a \in \mathbb {R}\). The expansion parameter is defined by
Let \(s, \lambda _2, a \in \mathbb {R}\) with \(s \neq 0\) and \(a \neq 0\). Then
Unfolding the definitions of \(\beta \) and \(\gamma \) and simplifying the field expressions, the equality holds by algebraic manipulation.
Let \(s, \lambda _2, a \in \mathbb {R}\) with \(0 {\lt} s\), \(\lambda _2 {\lt} s\), and \(0 \leq a\). Then
We observe that \(0 \leq \lambda _2^2\) (since it is a square), \(0 {\lt} s - \lambda _2\) (since \(\lambda _2 {\lt} s\)), and hence \(0 \leq 4s(s-\lambda _2)a\) by positivity (since \(s {\gt} 0\), \(s - \lambda _2 {\gt} 0\), \(a \geq 0\)). The result follows by linear arithmetic from these three facts.
Let \(s, \lambda _2, a \in \mathbb {R}\) with \(0 {\lt} s\), \(\lambda _2 {\lt} s\), and \(0 \leq a\). Then
We proceed by cases on whether \(\lambda _2 \geq 0\) or \(\lambda _2 {\lt} 0\).
Case 1: \(\lambda _2 \geq 0\). We apply the fact that \(\lambda _2 \leq \sqrt{D}\) whenever \(\lambda _2^2 \leq D\) and \(D \geq 0\). Since \(4s(s-\lambda _2)a \geq 0\) (using \(s {\gt} 0\), \(s - \lambda _2 {\gt} 0\), \(a \geq 0\)), we have \(\lambda _2^2 \leq \lambda _2^2 + 4s(s-\lambda _2)a\), from which the result follows.
Case 2: \(\lambda _2 {\lt} 0\). Since \(\sqrt{\cdot } \geq 0\), we have \(\lambda _2 {\lt} 0 \leq \sqrt{\lambda _2^2 + 4s(s-\lambda _2)a}\).
Let \(s, \lambda _2, a \in \mathbb {R}\) with \(0 {\lt} s\), \(\lambda _2 {\lt} s\), and \(0 \leq a\). Then \(\gamma (s, \lambda _2, a) \geq 0\).
Unfolding the definition, \(\gamma (s, \lambda _2, a) = (\sqrt{\lambda _2^2 + 4s(s-\lambda _2)a} - \lambda _2) / (2(s-\lambda _2))\). The numerator is nonneg by the lemma \(\sqrt{\lambda _2^2 + 4s(s-\lambda _2)a} \geq \lambda _2\), and the denominator \(2(s - \lambda _2) {\gt} 0\) since \(\lambda _2 {\lt} s\). Hence the quotient is nonneg.
Let \(s, \lambda _2 \in \mathbb {R}\) with \(0 {\lt} s\), \(\lambda _2 {\lt} s\), and \(\lambda _2 \geq 0\). Then \(\gamma (s, \lambda _2, 0) = 0\).
Unfolding the definition and substituting \(a = 0\), we compute:
using \(\sqrt{\lambda _2^2} = \lambda _2\) (since \(\lambda _2 \geq 0\)) by simplification.
Let \(s, \lambda _2, \alpha , \tilde{\alpha } \in \mathbb {R}\) with \(0 {\lt} s\), \(\lambda _2 {\lt} s\), \(0 {\lt} \alpha \), \(0 \leq \tilde{\alpha }\), and \(\tilde{\alpha } \leq \alpha \). Then
Unfolding the definitions and cross-multiplying by \(2(s - \lambda _2) {\gt} 0\), it suffices to show
where \(D = \lambda _2^2 + c\alpha \), \(\tilde{D} = \lambda _2^2 + c\tilde{\alpha }\), and \(c = 4s(s-\lambda _2) {\gt} 0\).
Set \(u = \sqrt{\tilde{D}}\) and \(v = \sqrt{D}\). Both are nonneg, and \(\lambda _2 \leq u \leq v\) (by the lemma \(\sqrt{\cdot } \geq \lambda _2\) and monotonicity of square root: \(\tilde{D} \leq D\) since \(c {\gt} 0\) and \(\tilde{\alpha } \leq \alpha \)). In particular, \((u - \lambda _2)(v - \lambda _2) \geq 0\).
It suffices to show \((v - \lambda _2)\tilde{\alpha } \leq (u - \lambda _2)\alpha \), which in turn follows from the intermediate claim
since adding \((u - \lambda _2)\tilde{\alpha }\) to both sides yields the desired inequality.
We prove this intermediate claim by cases on whether \(v + u {\gt} 0\) or \(v + u = 0\).
Case 1: \(v + u {\gt} 0\). We multiply through by \(v + u\) and compute:
using \(u \leq v\) and \(u - \lambda _2 \geq 0\) and \(\alpha - \tilde{\alpha } \geq 0\). Then \((u-\lambda _2)(v+\lambda _2)(\alpha -\tilde{\alpha }) \leq (u-\lambda _2)(\alpha -\tilde{\alpha })(v+u)\) using \(\lambda _2 \leq u\). Dividing by \(v + u {\gt} 0\) gives the claim.
Case 2: \(v + u = 0\). Since \(u, v \geq 0\), we have \(u = v = 0\). Then \(\lambda _2 \leq u = 0\), so \(\lambda _2 \leq 0\). Setting \(u = v = 0\) and simplifying, both sides reduce to \(0 \leq (-\lambda _2)(\alpha - \tilde{\alpha })\), which holds since \(-\lambda _2 \geq 0\) and \(\alpha - \tilde{\alpha } \geq 0\).
Let \(G\) be a finite \(s\)-regular simple graph on \(V\). Then
This follows immediately from the handshaking lemma twice_card_edgeFinset_eq, which gives \(2|E(G)| = s\, |V|\), by linear arithmetic.
Let \(G\) be a finite connected \(s\)-regular simple graph on \(V\) with \(|V| \geq 2\) and second-largest eigenvalue \(\lambda _2 {\lt} s\). Let \(E \subseteq E(G)\) be a nonempty set of edges, and set \(\tilde{\alpha } = |E|/|E(G)|\). Then
where \(\Gamma (E) = \operatorname {incidentVertices}(E)\) is the set of vertices incident to some edge in \(E\).
Set \(S = \Gamma (E)\), \(n = |V|\), and \(\tilde{\alpha } = |E|/|E(G)|\).
First, \(S\) is nonempty: take any edge \(e \in E\); writing \(e = \{ a, b\} \), the vertex \(a\) satisfies \(a \in \Gamma (E)\) by the membership criterion mem_incidentVertices.
Moreover, \(E \subseteq \operatorname {inducedEdges}(G, S)\) by the lemma subset_inducedEdges_incidentVertices.
We consider two cases based on whether \(S = V\) or \(S \subsetneq V\).
Case 1: \(|S| = |V|\) (i.e., \(S\) is all of \(V\)). We must show \(\gamma (s, \lambda _2, \tilde{\alpha })\, n \leq |S| = n\), i.e., \(\gamma (s,\lambda _2,\tilde{\alpha }) \leq 1\). Unfolding the definition, this is \(\sqrt{\lambda _2^2 + 4s(s-\lambda _2)\tilde{\alpha }} - \lambda _2 \leq 2(s-\lambda _2)\), i.e., \(\sqrt{\lambda _2^2 + 4s(s-\lambda _2)\tilde{\alpha }} \leq 2s - \lambda _2\). Since \(\tilde{\alpha } \leq 1\) (as \(|E| \leq |E(G)|\)), we have \(\lambda _2^2 + 4s(s-\lambda _2)\tilde{\alpha } \leq \lambda _2^2 + 4s(s-\lambda _2) = (2s - \lambda _2)^2\). Taking square roots and using \(2s - \lambda _2 \geq 0\), we conclude \(\sqrt{\lambda _2^2 + 4s(s-\lambda _2)\tilde{\alpha }} \leq 2s - \lambda _2\).
Case 2: \(|S| {\lt} |V|\). Let \(\gamma ' = |S|/n\). Apply the Alon–Chung theorem (alonChung) to \(G\) and \(S\):
Since \(|E| \leq |\operatorname {inducedEdges}(G,S)|\), we obtain \(\tilde{\alpha } \leq \gamma '^2 + \tfrac {\lambda _2}{s}\gamma '(1-\gamma ')\).
It remains to show \(\gamma (s,\lambda _2,\tilde{\alpha }) \leq \gamma '\). Unfolding, this is
Let \(R = \lambda _2 + 2(s-\lambda _2)\gamma '\). We verify \(R {\gt} 0\): since \(\tilde{\alpha } {\gt} 0\) and \(\tilde{\alpha } \leq \alpha (\gamma ')\), the quantity \(\alpha (\gamma ') {\gt} 0\), which implies \(\gamma ' + \tfrac {\lambda _2}{s}(1-\gamma ') {\gt} 0\), and hence \(\lambda _2 + (s-\lambda _2)\gamma ' {\gt} 0\); adding \((s-\lambda _2)\gamma ' {\gt} 0\) gives \(R {\gt} 0\).
Squaring both sides (both nonneg), we need \(\lambda _2^2 + 4s(s-\lambda _2)\tilde{\alpha } \leq R^2 = \lambda _2^2 + 4(s-\lambda _2)\lambda _2\gamma ' + 4(s-\lambda _2)^2\gamma '^2\), i.e.,
Dividing by \(4(s-\lambda _2) {\gt} 0\), this becomes \(s\tilde{\alpha } \leq s\, \alpha (\gamma ')\), which follows from \(\tilde{\alpha } \leq \alpha (\gamma ')\) by multiplying by \(s {\gt} 0\). Taking square roots gives the desired inequality, completing the proof.
Let \(G\) be a finite connected \(s\)-regular simple graph on \(V\) with \(|V| \geq 2\) and second-largest eigenvalue \(\lambda _2 {\lt} s\). Let \(0 {\lt} \alpha \leq 1\) and let \(E \subseteq E(G)\) be a set of edges with \(|E| \leq \alpha \, |E(G)|\). Then
where \(\beta (s, \lambda _2, \alpha ) = \dfrac {\sqrt{\lambda _2^2 + 4s(s-\lambda _2)\alpha } - \lambda _2}{s(s-\lambda _2)\alpha }\).
We first handle the edge case \(E = \emptyset \): the bound \(|\Gamma (\emptyset )| \geq \beta \cdot 0 = 0\) holds trivially by simp.
Assume \(E \neq \emptyset \). Let \(n = |V|\), \(\tilde{\alpha } = |E|/|E(G)|\). We have \(0 {\lt} \tilde{\alpha } \leq \alpha \) (the upper bound since \(|E| \leq \alpha |E(G)|\)).
Step 1 (lower bound via \(\gamma \)). By Lemma 354,
Step 2 (concavity). By Lemma 352 (with \(\tilde{\alpha } \leq \alpha \)),
Step 3 (handshaking). By Lemma 353, \(|E(G)| = \tfrac {s}{2}n\), so
Combining. Using Lemma 347 (\(\beta = 2\gamma (\alpha )/(s\alpha )\)), we compute:
where the first inequality uses Step 2 and \(\alpha {\gt} 0\), and the last uses Step 1.